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Stockbroker Examinations

The NSX holds stockbroking exams twice a year usually in March and September.

Any candidate wishing to write the exams can apply by filling in an application form (please find below) and making the relevant payment (N$ 3900.00 per paper) to the NSX for whichever exam he/she would like to write. No minimum qualifications are set for these exams as they are intended for anyone who wishes to pursue a career in the financial services industry i.e. any person in Namibia can sit for the exams.

Four papers are written namely; Paper I Rules and Regulations (Act, Rules and Directives), Paper II NSX Listing Requirements, Paper III Investment Principles and Paper IV Portfolio Management on specified dates.

For Papers III and IV, no study material is provided. Candidates wishing to write these are expected to find their own study material to study from. However, a syllabus is provided by the NSX to give guidance as to what topics they should cover in order to be adequately prepared for the exams.

Study material for Paper I can be bought from the NSX at a cost of N$ 800.00 plus an extra N$ 80.00 for additional copies of all adjustments made to the rules in the past years.

Additionally, since 2019 the NSX successfully offered training to interested candidates on Listings & Continuous Obligations http://nsx.com.na/index.php/training-2/nsx-jse-training-2. Interested candidates may contact the NSX for further information.

NSX Stock Broking Exam Dates 2024:

PAPER DATE TIME
Paper I - Rules & Regulations  27 August 2024  09h00 - 12h00
Paper II - Listing Requirements  02 September 2024  09h00 - 12h00
Paper III - Investment Principles  09 September 2024  09h00 - 12h00
Paper IV - Portfolio Management  16 September 2024  09h00 - 13h00

The closing date for enrollments will be on or before 02 August 2024

Applications to write the Papers should be handed to the information department of the NSX at 4 Robert Mugabe Avenue (Entrance in Burg Street), Windhoek on or before 02 August 2024 and must be accompanied by the examination fee or proof of payment. The exam fee is payable per paper.

NB: In order to register to write the Stock Broking exams, candidate(s) will need to complete the Application form one (1) month in advance and return to the Information Officer (This email address is being protected from spambots. You need JavaScript enabled to view it.) at the Namibian Stock Exchange together with the proof of payment.

 

Application Form for Stockbroker Exams

  

Take up the challenge!!!!

Participate in the NSIC and learn more about the exciting world of finance and investment with the Namibian Scholars Investment Challenge. A joint initiative of the Namibian Stock Exchange (NSX), Financial initiative Literacy (FLI) and AIESEC.

Namibian Stock Exchange Contacts

Tiaan Bazuin – Chief Executive Officer
Alexandrea Ullrich – Chief Financial Officer
Johene Saal – Chief Information Officer
Namene Shejavali-Lungu – Chief Regulatory Officer
 
Namibian Stock Exchange
4 Robert Mugabe Avenue
Entrance from Dr. Theo-Ben Gurirab Street
P.O.Box 2401
Windhoek
Namibia
Tel: +264 61 227 647
Fax: +264 61 248 531
E-mail: info@nsx.com.na

Transfer Secretaries Contacts

Alexandrea Ullrich – Manager
Adelheid Scholtz – Senior Administrator
Carol-Ann Meintjies – Administrator
Annetjie Diergaardt – Administrator
 
Transfer Secretaries
4 Robert Mugabe Avenue
Entrance from Dr. Theo-Ben Gurirab Street
P.O.Box 2401
Windhoek
Namibia
Tel: +264 61 227 647
Fax: +264 61 248 531
E-mail: ts@nsx.com.na
© 2024 Namibian Stock Exchange

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